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Content Type: Research
Equity Market Structure Reform – Process and Hurdles
Policy & Legal, Research
SEC proposed equity market structure reforms would have big implications for brokers...
Read moreDefined Outcome ETFs – U.S. ETF Developments to Watch in 2023 #2
ETF & Mutual Fund, Research
Defined outcome ETFs uniquely suited the investment zeitgeist of 2022.
Read moreUber Techs Inc. (UBER) Lyft, Inc. (LYFT) DoorDash, Inc. (DASH) Takeaways from Prop 22 Court of Appeal Hearing
Policy & Legal, Research
Takeaways from Prop 22 Court of Appeal Hearing
Read moreYearning for Yield: Utilities Sector Dividend Strategies in the Current Interest Rate Environment
Fundamental, Research
Income investors wonder where to turn in rising-rate, high-volatility market...
Read moreActivision Blizzard Inc. (ATVI) Updated Views After FTC Lawsuit to Block
Policy & Legal, Research
FTC lawsuit, regulatory review of Microsoft acquisition, legal and policy changes to mobile gaming.
Read moreMutual Fund Conversions – U.S. ETF Developments to Watch in 2023: #1
ETF & Mutual Fund, Research
As ETFs turn 30, mutual fund managers continue to seek ways to capitalize on record flows...
Read moreDurbin Amendment 2.0: Credit Routing Competition, Senate NDAA Effort
Policy & Legal, Research
Odds remain low that credit card routing competition language included in NDAA...
Read moreBiopharma: The CAR-T Party is Getting Crowded
Fundamental, Research
Biopharma companies building out portfolios of candidates targeting blood cancers...
Read moreCoinbase in a Lose-Lose as SEC Labels More Digital Assets Securities
Policy & Legal, Research
SEC civil suit against former COIN employee puts company in bind...
Read moreSingle Stock ETFs Launch in the U.S. – Providing Opportunities and Risks
ETF & Mutual Fund, Research
Launch of eight single stock ETFs likely precursor to more coming...
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